Welcome to the CFBTA
A not-for-profit association representing
the interests of the trading community

Compliance Corner


 

The Compliance Corner will focus on individual topics so the members will have information available for themselves, and if necessary, for use in response to compliance or regulatory requests, etc. 

 

Potential areas that could be addressed on the compliance page are:

 

-  impact of regulations on the members with explanations and their impact on how they do business,

 

-  obtain information and explanation about exchange rules and like the above their impact, and

 

-  respond to members request concerning the above or other compliance or regulatory issues.

 

 

In addition, the Association will provide information about various topics that impact the industry.  (See Information Available section below.)

 

 

 

Information Available

 

 

  1. Senator Shelby’s Release of CFTC’s IG Report on MF Global.
  2.